Comments on: What is the equivalent of Commodity Trading Advisor (CTA) in Canada ? http://www.acommoditytradingworld.com/commodity-trading/what-is-the-equivalent-of-commodity-trading-advisor-cta-in-canada The commodity trading blog Tue, 03 Aug 2010 06:27:54 -0500 http://wordpress.org/?v=2.8.4 hourly 1 By: StopSpending http://www.acommoditytradingworld.com/commodity-trading/what-is-the-equivalent-of-commodity-trading-advisor-cta-in-canada/comment-page-1#comment-18 StopSpending Mon, 25 Jan 2010 01:14:59 +0000 http://www.acommoditytradingworld.com/commodity-trading/what-is-the-equivalent-of-commodity-trading-advisor-cta-in-canada#comment-18 Canada does not have a central regulatory authority. Each province regulates the securities and commodities businesses. Ontario, naturally, has the largest regulator. Looking at Ontario, it appears that there is a special registration for those who are currently members of the NFA and registered with the CFTC. I attach the links. A quick look makes me recommend that you contact a lawyer. Good luck!<br><b>References : </b><br>http://www.osc.gov.on.ca/Dealers/Requirements/rrq_index.jsp#rrqcfa http://www.osc.gov.on.ca/Dealers/Requirements/CFA/rrq_20041123_cfa-ad-members-nfa-cftc.jsp Canada does not have a central regulatory authority. Each province regulates the securities and commodities businesses. Ontario, naturally, has the largest regulator.

Looking at Ontario, it appears that there is a special registration for those who are currently members of the NFA and registered with the CFTC. I attach the links.

A quick look makes me recommend that you contact a lawyer. Good luck!
References :
http://www.osc.gov.on.ca/Dealers/Requirements/rrq_index.jsp#rrqcfa
http://www.osc.gov.on.ca/Dealers/Requirements/CFA/rrq_20041123_cfa-ad-members-nfa-cftc.jsp

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